Compliance Risk Assessment Manager
Start a Rewarding Career with Alliant:
What will your day look like?You will beresponsible for executing the annual compliance risk assessments for functional business areas and work with business partners to identify changes and perform periodic updates based on impacting events or changes. This role will work directly with the business line key process managers, Business Risk Office (BRO), and Compliance Advisory teams. The incumbent will work with different levels of management and personnel to establish successful cross-functional collaboration, identify risks of non-compliance, and effectively communicate potential and confirmed control gaps to the leadership. General direction is received from the Manager, Compliance Testing and Risk Assessments.
Responsibilities:
Do you see yourself doing this?Developing, executing, and maintaining compliance risk assessment plans for specific functional business areas, products, and services at the credit union or third parties;Coordinating and leading risk assessment engagements with the lines of business; conducting process walkthroughs and documenting key controls, identifying process gaps and controls weaknesses;Analyzing and timely escalation of potential gaps in control design or coverage;Ensuring compliance risk assessments are consistent with other compliance management system program elements and documented according to applicable policies and procedures;Maintaining detailed high-quality work papers in accordance with compliance risk assessment standards;Developing and maintaining reporting to track risk assessment progress and results;Participating in other Compliance Testing & Risk Assessment teams initiatives and special projects;Ensuring compliance with all applicable state and federal laws, company procedures and policies; maintaining integrity and ethics in all actions and conversations with or regarding credit union members and their accounts.Adhere to and ensures compliance of all business transactions with policy and process of the Bank Secrecy Act. Ensure compliance with all applicable state and federal laws, company procedures and policies. Maintain integrity and ethics in all actions and conversations with or regarding credit union members and their accounts; complies with Privacy Act directives.Where permitted by applicable law, successful applicants to this position must either have received or be willing to receive the COVID-19 vaccination by date of hire to be considered (proof of vaccination is required), or be willing to submit a negative COVID-19 test result in advance of each visit to an Alliant facility.
Qualifications:
What makes you a great fit?Youll be a great fit if in addition to the completion of a Bachelors degree required, advanced degree preferred, and you have:
A solid understanding of compliance management system and risk assessment methodologies5
years experience in a compliance or risk management role in the financial services industry; Solid understanding and working experience with existing laws, rules, and regulations impacting retail banking consumer protection while supervising for developments, proposals and new regulatory requirements to assess potential impacts to the risk assessments;Broad financial services knowledge and industry best practices for continuously improving a proactive Compliance Management System;Proficient in Microsoft Office software applications (being advanced Excel user is required);Knowledge of Access databases and GRC solutions;Strong analytical and project management skills and experience working cross-functionally with multiple stakeholders;Exceptional written and verbal communication skills;Detail oriented with good time management skills with a demonstrated ability to handle multiple assignments simultaneously under the pressure of a time sensitive schedule;Compliance and/or risk professional certifications are a plus (CRCM, CCEP, NCCO, etc.)When youre happy, were happy!As a thank you for joining our team, youll benefit from:
Competitive medical, dental, and free vision benefitsCompetitive compensation planContributions towards gym membershipsGenerous PTO and banking holidays offStill not convinced?For more details you can also visit our Glassdoor and LinkedIn profiles.
Salary Range:
$80K -- $100K
Minimum Qualification
Auditing & ComplianceEstimated Salary: $20 to $28 per hour based on qualifications.
What will your day look like?You will beresponsible for executing the annual compliance risk assessments for functional business areas and work with business partners to identify changes and perform periodic updates based on impacting events or changes. This role will work directly with the business line key process managers, Business Risk Office (BRO), and Compliance Advisory teams. The incumbent will work with different levels of management and personnel to establish successful cross-functional collaboration, identify risks of non-compliance, and effectively communicate potential and confirmed control gaps to the leadership. General direction is received from the Manager, Compliance Testing and Risk Assessments.
Responsibilities:
Do you see yourself doing this?Developing, executing, and maintaining compliance risk assessment plans for specific functional business areas, products, and services at the credit union or third parties;Coordinating and leading risk assessment engagements with the lines of business; conducting process walkthroughs and documenting key controls, identifying process gaps and controls weaknesses;Analyzing and timely escalation of potential gaps in control design or coverage;Ensuring compliance risk assessments are consistent with other compliance management system program elements and documented according to applicable policies and procedures;Maintaining detailed high-quality work papers in accordance with compliance risk assessment standards;Developing and maintaining reporting to track risk assessment progress and results;Participating in other Compliance Testing & Risk Assessment teams initiatives and special projects;Ensuring compliance with all applicable state and federal laws, company procedures and policies; maintaining integrity and ethics in all actions and conversations with or regarding credit union members and their accounts.Adhere to and ensures compliance of all business transactions with policy and process of the Bank Secrecy Act. Ensure compliance with all applicable state and federal laws, company procedures and policies. Maintain integrity and ethics in all actions and conversations with or regarding credit union members and their accounts; complies with Privacy Act directives.Where permitted by applicable law, successful applicants to this position must either have received or be willing to receive the COVID-19 vaccination by date of hire to be considered (proof of vaccination is required), or be willing to submit a negative COVID-19 test result in advance of each visit to an Alliant facility.
Qualifications:
What makes you a great fit?Youll be a great fit if in addition to the completion of a Bachelors degree required, advanced degree preferred, and you have:
A solid understanding of compliance management system and risk assessment methodologies5
years experience in a compliance or risk management role in the financial services industry; Solid understanding and working experience with existing laws, rules, and regulations impacting retail banking consumer protection while supervising for developments, proposals and new regulatory requirements to assess potential impacts to the risk assessments;Broad financial services knowledge and industry best practices for continuously improving a proactive Compliance Management System;Proficient in Microsoft Office software applications (being advanced Excel user is required);Knowledge of Access databases and GRC solutions;Strong analytical and project management skills and experience working cross-functionally with multiple stakeholders;Exceptional written and verbal communication skills;Detail oriented with good time management skills with a demonstrated ability to handle multiple assignments simultaneously under the pressure of a time sensitive schedule;Compliance and/or risk professional certifications are a plus (CRCM, CCEP, NCCO, etc.)When youre happy, were happy!As a thank you for joining our team, youll benefit from:
Competitive medical, dental, and free vision benefitsCompetitive compensation planContributions towards gym membershipsGenerous PTO and banking holidays offStill not convinced?For more details you can also visit our Glassdoor and LinkedIn profiles.
Salary Range:
$80K -- $100K
Minimum Qualification
Auditing & ComplianceEstimated Salary: $20 to $28 per hour based on qualifications.
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